Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates... That Will Help You Excel Relevant experience providing ...
? We are looking for someone for the following: The compliance officer will be responsible for primary coverage of the Global Equities Derivatives Trading... Derivative Sales Trading, Equity Derivative ...
to Equity Derivative business personnel on real-time, complex Sales and Trading questions Draft and review compliance policies... subject matter expertise on laws, rules and regulations pertaining to equity derivatives ...
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... and compliance advice to business units, identify and ...
Officer is responsible for acting in an advisory capacity to the Wedbush Capital Markets activities including equity market... making sales, trading, research, syndicate and investment banking activities. This role will ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products...-3 years of compliance experience. Experience providing compliance support to a FICC and/or Equities sales and ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products...-3 years of compliance experience. Experience providing compliance support to a FICC and/or Equities sales and ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., and knowledge. Provide day-to-day compliance support for equities and fixed income securities trading and ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., and knowledge. Provide day-to-day compliance support for equities and fixed income securities trading and ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products.... The Markets Compliance team provides compliance support to trading and sales businesses to ensure business ...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products.... The Markets Compliance team provides compliance support to trading and sales businesses to ensure business ...
Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer..."). The Compliance Advisor Senior Manager will work independently from the CBD ...
a dynamic Head of Retail Compliance who will report directly to our Chief Compliance Officer. This is a great opportunity... assessing, overseeing, and improving the risk management and compliance practices ...
vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity... is available at . Follow @blackstone on , , and . Business ...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading...Join the Mizuho team as an Information Security Officer! This ...
is currently live for US equity and global futures trading. BestEx Research is disrupting a $100 billion industry by challenging...-based platform, Algo Management System (AMS), is the first ...
and process simple waivers, amendments, and equity sales memos based on guidance from a more senior investment officer.... Analyze and synthesize debt pricing benchmarks and equity trading comparable. ...
. Implementation of derivative overlay strategies across fixed income, credit, equity, commodity, and foreign exchange asset classes.... Collaborate with different stakeholders internally and externally – internal compliance and ...
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