Compliance and Regulatory Officer, the Compliance Department is comprised of functionally and business-aligned teams that operate... with portfolio compliance requirements related to trading for accounts Facilitate the cross/principal ...
Compliance and Regulatory Officer, the Compliance Department is comprised of functionally and business-aligned teams that operate... with portfolio compliance requirements related to trading for accounts Facilitate the cross/principal ...
What you will be responsible for As a Fund Accounting & Administration, Officer, you will be The Fund Controller.... Ensure compliance with investment fund ...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading... is responsible for ensuring accurate and timely execution of transactions, compliance ...
for the supervision of all U.S. sales and trading desks within Global Markets. The supervisory program is designed to reduce..., with primary focus on: Cash Equities, Program Trading, DMA, Listed/OTC ...
capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX... transactions or sanctioned parties to the OFAC Officer. Adhere to all guidance from ...
, and insider-trading compliance. Coordinate proxy-advisor engagements and annual-meeting logistics with Finance and IR... in balancing innovation with rigor-helping HubSpot scale responsibly while maintaining trust, compliance, ...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading... plays a key role (in collaboration with legal, compliance, IT, etc) ...
capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX... and compliance. Partner with the Chief Information Officer (CIO) function on ...
client value, and strengthens Addepar's position in the fintech ecosystem. Reporting to the Chief Technology Officer... in Colorado, California, and New York. The current range for this role ...
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